Engagement
AML / KYC File Audit
File-level testing of KYC packs, refresh cycles, and escalation notes — written so compliance and banking partners can follow the trail.
This engagement samples customer files against your stated KYC and refresh procedures. We record missing documents, outdated checks, and escalation gaps without rewriting your policy manual.
What you receive
A sampling memo, file-by-file observation sheet, severity summary, and a short briefing for the compliance sponsor. Useful when a partner bank asks for evidence that file quality matches the policy you shared with them.
What we need
Access to the agreed sample of files (or exports), the current KYC procedure, and a calendar slot with the file quality owner. Sensitive identity data stays within your controlled environment whenever possible; we work from masked extracts when that is the safer path.