Field notes

Practical writing from fintech audit fieldwork

Notes on sampling, settlement timing, kickoff packs, and lending file trails — written for operations, finance, and compliance sponsors.

11 May 2026 · Hui-Chen Tsai

How we size KYC file samples before a partner-bank visit

Practical guidance on choosing KYC file sample sizes for fintech audits when a banking partner asks for evidence of file quality.

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2 April 2026 · James Ong

Why fintech settlement audits often find timing mismatches between acquirer reports and ledger close — and how to prepare evidence.

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17 February 2026 · Mei Fang

A concrete checklist of ledgers, procedure packs, and interview slots for an Operational Control Audit kickoff in Taiwan.

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8 January 2026 · Hui-Chen Tsai

How consumer lenders in Taiwan can prepare underwriting and collections evidence before an independent lending portfolio review.

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